SEC Form 4 · accession 0001209191-15-064666
INFINERA Corp · INFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Jandro
Officer — Senior VP, Worldwide Sales
Period of report
Aug 5, 2015
Accepted (ET)
Aug 7, 2015 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001138639
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 5, 2015 | M | 30,000 | $0.00 | A | 50,357 | D | |
| Common Stock | Aug 5, 2015 | F | 13,858 | $23.96 | D | 36,499 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Aug 5, 2015 | M | 30,000 | D | — | — | Common Stock | 90,000 | 60,000 | D |
| Restricted Stock UnitsF1,F3 | — | holding | — | — | — | — | — | Common Stock | 27,079 | 27,079 | D |
| Restricted Stock UnitsF1,F4 | — | holding | — | — | — | — | — | Common Stock | 17,990 | 17,990 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation.
- F2These RSUs vest in four annual installments beginning on August 5, 2014.
- F3These RSUs vest in three annual installments beginning on May 5, 2015.
- F4These RSUs vest in three annual installments beginning on May 5, 2016.