SEC Form 4 · accession 0001209191-15-050680

INFINERA Corp · INFN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jun 3, 2015

Accepted (ET)

Jun 5, 2015 · 5:09 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001138639

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	holding	—	—		—	39,562	D
Common Stock^F1	holding	—	—		—	48,448	I	See Footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F3,F4	—	Jun 3, 2015	A	7,913	A	—	—	Common Stock	7,913	7,913	D
Non-Qualified Stock Option (Right to Buy)^F2	$13.00	holding	—	—	—	—	Jun 6, 2017	Common Stock	12,500	12,500	D
Non-Qualified Stock Option (Right to Buy)^F2	$13.16	holding	—	—	—	—	May 13, 2018	Common Stock	12,500	12,500	D
Non-Qualified Stock Option (Right to Buy)^F2	$7.45	holding	—	—	—	—	Aug 10, 2019	Common Stock	50,000	50,000	D
Non-Qualified Stock Option (Right to Buy)^F2	$7.55	holding	—	—	—	—	May 19, 2020	Common Stock	14,500	14,500	D
Non-Qualified Stock Option (Right to Buy)^F2	$7.25	holding	—	—	—	—	May 18, 2021	Common Stock	17,600	17,600	D

F1These shares are held directly by The Carl Redfield Trust 2000 dated 10/18/00, for which Mr. Redfield serves as trustee.
F2This option is fully vested.
F3Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company").
F4These RSUs have a vesting commencement date of May 7, 2015 and vest on the earlier of the date of the next annual meeting of stockholders or the one-year anniversary of the date of grant, subject to Mr. Redfield's continued service to the Company.