SEC Form 4 · accession 0001209191-15-010914
INFINERA Corp · INFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brad Feller
Officer — Chief Financial Officer
Period of report
Feb 5, 2015
Accepted (ET)
Feb 9, 2015 · 5:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001138639
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 5, 2015 | M | 41,575 | $0.00 | A | 69,422 | D | |
| Common StockF1 | Feb 5, 2015 | F | 15,856 | $17.05 | D | 53,566 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Feb 5, 2015 | M | 41,575 | D | — | — | Common Stock | 166,297 | 124,722 | D |
| Incentive Stock Option (Right to Buy)F2 | $9.02 | holding | — | — | — | — | Jan 13, 2021 | Common Stock | 24,107 | 24,107 | D |
| Non-Qualified Stock Option (Right to Buy)F2 | $9.02 | holding | — | — | — | — | Jan 13, 2021 | Common Stock | 893 | 893 | D |
Explanation of responses
- F1This includes 2,847 shares acquired under the Infinera Corporation (the "Company") 2007 Employee Stock Purchase Plan on August 15, 2014.
- F2The option vests and becomes exercisable as to 1/4th of the underlying shares on January 13, 2015 and then 1/48th per month thereafter.
- F3Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock.
- F4The RSUs vest in four annual installments beginning on February 5, 2015.
Remarks
Exhibit 24.1 - Power of Attorney