SEC Form 4 · accession 0001138639-18-000053
INFINERA Corp · INFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Laufman
Officer — Senior VP and General Counsel
Period of report
May 5, 2018
Accepted (ET)
May 8, 2018 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001138639
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 5, 2018 | M | 7,305 | $0.00 | A | 54,445 | D | |
| Common Stock | May 5, 2018 | F | 2,485 | $12.01 | D | 51,960 | D | |
| Common Stock | May 5, 2018 | M | 8,850 | $0.00 | A | 60,810 | D | |
| Common Stock | May 5, 2018 | F | 3,061 | $12.01 | D | 57,749 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | May 5, 2018 | M | 7,305 | D | — | — | Common Stock | 21,915 | 14,610 | D |
| Restricted Stock UnitsF1,F4 | — | May 5, 2018 | M | 8,850 | D | — | — | Common Stock | 35,398 | 26,548 | D |
| Restricted Stock UnitsF1,F2 | — | holding | — | — | — | — | — | Common Stock | 23,651 | 23,651 | D |
| Restricted Stock UnitsF1,F5 | — | holding | — | — | — | — | — | Common Stock | 43,750 | 43,750 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of Infinera Corporation common stock.
- F2These RSUs vest in four annual installments beginning on November 5, 2014.
- F3These RSUs vest in four annual installments beginning on May 5, 2017.
- F4These RSUs vest in four annual installments beginning on May 5, 2018.
- F5These RSUs vest in four annual installments beginning on May 5, 2019.