SEC Form 4 · accession 0001225208-17-005824
CBRE GROUP, INC. · CBRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gil Borok
Officer — Dpty CFO & Chief Acctg Officer
Period of report
Mar 3, 2017
Accepted (ET)
Mar 7, 2017 · 8:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001138118
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 3, 2017 | A | 9,914 | $0.00 | A | 123,928 | D | |
| Class A Common Stock | Mar 3, 2017 | A | 6,313 | $0.00 | A | 130,241 | D | |
| Class A Common Stock | Mar 4, 2017 | F | 27,963 | $36.43 | D | 102,278 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Issuer granted these securities to the Reporting Person in August 2014 as part of the Reporting Person's 2014 annual management equity award. On March 3, 2017, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer's Adjusted EPS performance necessary for this award to vest. As such, these securities will vest in full on August 14, 2017, subject to forfeiture in certain circumstances as set forth in the award agreement.
- F2The Issuer granted these restricted stock units to the Reporting Person on March 3, 2017 as part of the Reporting Person's 2017 annual management equity award. These restricted stock units will vest at a rate of 25% per year on each of March 3, 2018, 2019, 2020 and 2021, subject to forfeiture or acceleration in certain circumstances as set forth in the award agreement.