SEC Form 4 · accession 0001225208-17-005114
CBRE GROUP, INC. · CBRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederic V Malek
Director
Period of report
Feb 27, 2017
Accepted (ET)
Mar 1, 2017 · 5:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001138118
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 27, 2017 | M | 3,170 | $15.77 | A | 266,163 | D | |
| Class A Common Stock | Feb 27, 2017 | M | 1,886 | $26.50 | A | 268,049 | D | |
| Class A Common StockF1 | Feb 27, 2017 | S | 5,056 | $35.6014 | D | 262,993 | D | |
| Class A Common Stock | holding | — | — | — | 276,891 | I | By Frederic V Malek TTEE U/A DTD 6/19/1992 FBO Frederic V Malek | |
| Class A Common Stock | holding | — | — | — | 6,900 | I | By Malek Family Charitable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $26.50 | Feb 27, 2017 | M | 1,886 | D | — | May 11, 2018 | Class A Common Stock | 1,886 | 0 | D |
| Stock Option (Right to Buy)F3 | $15.77 | Feb 27, 2017 | M | 3,170 | D | — | Jun 2, 2017 | Class A Common Stock | 3,170 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $35.57 to $35.64. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price within the range.
- F2This option vested and became exercisable in one-twelfth (1/12th) increments per quarter over twelve quarters commencing in May 2011, and became fully vested and exercisable on May 31, 2014.
- F3This option vested and became exercisable in one-twelfth (1/12th) increments per quarter over twelve quarters commencing in June 2010, and became fully vested and exercisable on June 30, 2013.