SEC Form 4 · accession 0001225208-16-030093
CBRE GROUP, INC. · CBRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederic V Malek
Director
Period of report
Mar 15, 2016
Accepted (ET)
Mar 17, 2016 · 6:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001138118
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 15, 2016 | M | 5,924 | $8.44 | A | 263,687 | D | |
| Class A Common Stock | Mar 15, 2016 | S | 100 | $27.005 | D | 263,587 | D | |
| Class A Common Stock | Mar 15, 2016 | S | 5,824 | $27.00 | D | 257,763 | D | |
| Class A Common Stock | holding | — | — | — | 291,891 | I | By Frederic V Malek TTEE U/A DTD 6/19/1992 FBO Frederic V Malek | |
| Class A Common Stock | holding | — | — | — | 6,900 | I | By Malek Family Charitable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $8.44 | Mar 15, 2016 | M | 5,924 | D | — | Jun 2, 2016 | Class A Common Stock | 5,924 | 0 | D |
Explanation of responses
- F1This option vested and became exercisable in one-twelfth (1/12th) increments per quarter over twelve quarters commencing in June 2009, and became fully vested and exercisable on June 30, 2012.