SEC Form 4 · accession 0001225208-16-026360
CBRE GROUP, INC. · CBRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R Groch
Officer — Chief Financial Officer
Period of report
Feb 10, 2016
Accepted (ET)
Feb 12, 2016 · 5:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001138118
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 10, 2016 | A | 37,696 | $0.00 | A | 548,281 | D | |
| Class A Common Stock | holding | — | — | — | 30,000 | I | By Groch Family 2012 Trust 1 | |
| Class A Common Stock | holding | — | — | — | 30,000 | I | By Groch Family 2012 Trust 2 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Issuer granted these securities to the Reporting Person in August 2013 as part of the Reporting Person's 2013 annual management equity award. On February 10, 2016, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer's Adjusted EPS performance necessary for this award to vest. As such, these securities will vest in full on September 5, 2016, subject to forfeiture in certain circumstances as set forth in the award agreement.