SEC Form 4 · accession 0001225208-15-016723
CBRE GROUP, INC. · CBRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew S Khourie
Officer — CEO, CBRE Global Investors
Period of report
Aug 7, 2015
Accepted (ET)
Aug 11, 2015 · 8:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001138118
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 7, 2015 | M | 20,948 | $13.29 | A | 328,516 | D | |
| Class A Common StockF1 | Aug 7, 2015 | S | 20,948 | $37.4087 | D | 307,568 | D | |
| Class A Common StockF2 | holding | — | — | — | 2,555 | I | By 401(k) Plan | |
| Class A Common Stock | holding | — | — | — | 7,000 | I | By Khourie Family LP Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $13.29 | Aug 7, 2015 | M | 20,948 | D | — | Sep 1, 2015 | Class A Common Stock | 20,948 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $37.36 to $37.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price within the range.
- F2Between June 30, 2014 and June 30, 2015, the Reporting Person acquired 157.9504 shares of the Issuer's common stock under the Issuer's 401k plan. The information in this report is based on a plan statement dated as of June 30, 2015.
- F3This option vested and became exercisable at a rate of 25% per year over four years commencing on September 5, 2008 and became fully exercisable on September 5, 2012.