SEC Form 4 · accession 0001225208-15-012046
CBRE GROUP, INC. · CBRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederic V Malek
Director
Period of report
May 11, 2015
Accepted (ET)
May 13, 2015 · 5:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001138118
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 11, 2015 | M | 2,272 | $22.00 | A | 256,146 | D | |
| Class A Common StockF1 | May 11, 2015 | S | 2,272 | $37.4296 | D | 253,874 | D | |
| Class A Common Stock | holding | — | — | — | 382,311 | I | By Frederic V Malek TTEE U/A DTD 6/19/1992 FBO Frederic V Malek | |
| Class A Common Stock | holding | — | — | — | 6,900 | I | By Malek Family Charitable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $22.00 | May 11, 2015 | M | 2,272 | D | — | Jun 2, 2015 | Class A Common Stock | 2,272 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $37.42 to $37.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price within the range.
- F2This option vested and became exercisable in one-twelfth (1/12th) increments per quarter over twelve quarters commencing in June 2008, and became fully vested and exercisable on June 30, 2011.