SEC Form 4 · accession 0001225208-15-004827
CBRE GROUP, INC. · CBRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rob Blain
Officer — Executive Chairman, APAC
Period of report
Feb 18, 2015
Accepted (ET)
Feb 19, 2015 · 6:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001138118
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 18, 2015 | M | 31,193 | $13.29 | A | 352,529 | D | |
| Class A Common StockF1 | Feb 18, 2015 | S | 31,193 | $35.0003 | D | 321,336 | D | |
| Class A Common StockF1 | Feb 18, 2015 | S | 42,112 | $35.0001 | D | 279,224 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $13.29 | Feb 18, 2015 | M | 31,193 | D | — | Sep 1, 2015 | Class A Common Stock | 31,193 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $35.00 to $35.005. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price within the range.
- F2This option vested and became exercisable at a rate of 25% per year over four years commencing on September 5, 2008 and became fully exercisable on September 5, 2012.