SEC Form 4 · accession 0001145933-16-000005
CBRE GROUP, INC. · CBRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard C Blum
Director
Period of report
May 11, 2016
Accepted (ET)
May 13, 2016 · 7:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001138118
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | May 11, 2016 | M | 1,886 | $26.50 | A | 28,075 | D | |
| Class A Common StockF1 | May 11, 2016 | M | 3,170 | $15.77 | A | 31,245 | D | |
| Class A Common StockF1 | May 11, 2016 | M | 5,924 | $8.44 | A | 37,169 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $26.50 | May 11, 2016 | M | 1,886 | D | — | May 11, 2018 | Class A Common Stock | 1,886 | 1,886 | D |
| Stock Option (Right to Buy)F3 | $15.77 | May 11, 2016 | M | 3,170 | D | — | Jun 2, 2017 | Class A Common Stock | 3,170 | 3,170 | D |
| Stock Option (Right to Buy)F4 | $8.44 | May 11, 2016 | M | 5,924 | D | — | Jun 2, 2016 | Class A Common Stock | 5,924 | 5,924 | D |
Explanation of responses
- F1These securities are owned directly by Richard C. Blum who is a director of the Issuer.
- F2This option vested and became exercisable in one-twelfth (1/12th) increments per quarter over a period of three (3) years commencing in May 2011, and became fully vested and exerciseable on May 31, 2014.
- F3This option vested and became exercisable in one-twelfth (1/12th) increments per quarter over a period of three (3) years commencing in June 2010, and became fully vested and exerciseable on June 30, 2013.
- F4This option vested and became exercisable in one-twelfth (1/12th) increments per quarter over a period of three (3) years commencing in June 2009, and became fully vested and exerciseable on June 30, 2012.