SEC Form 4 · accession 0001651155-16-000002
Seagate Technology Holdings plc · STX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Regan J MacPherson
Officer — SVP and General Counsel
Period of report
Mar 21, 2016
Accepted (ET)
Mar 22, 2016 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001137789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | holding | — | — | — | 11,196 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NQ Stock OptionsF2 | $36.54 | Mar 21, 2016 | A | 61,729 | A | Mar 21, 2017 | Mar 21, 2023 | Ordinary Shares | 61,729 | 73,239 | D |
Explanation of responses
- F1Includes 104 Ordinary Shares purchased by Reporting Person on January 29, 2016 under the Issuer's Employee Stock Purchase Plan. Such acquisition is exempt from reporting pursuant to Rule 16b-3 under the Securities Exchange Act of 1934.
- F2Options granted to the Reporting Person under the Issuer's 2012 Equity Incentive Plan are subject to a four year vesting schedule. Subject to continuous employment, one quarter of the option shares will vest on March 21, 2017. The remaining option shares will vest in equal monthly installments over the 36 months following March 21, 2017.