SEC Form 4 · accession 0001137789-19-000004
Seagate Technology Holdings plc · STX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen J Luczo
Director
Period of report
Feb 14, 2019
Accepted (ET)
Feb 19, 2019 · 7:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001137789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2 | Feb 8, 2019 | G | 10,000 | $0.00 | D | 1,092,149 | I | Stephen J Luczo Revocable Trust dated January 26, 2001 |
| Ordinary SharesF3 | Feb 14, 2019 | S | 50,000 | $45.6735 | D | 1,042,149 | I | Stephen J Luczo Revocable Trust dated January 26, 2001 |
| Ordinary SharesF2 | holding | — | — | — | 161,181 | I | Stephen J. Luczo 2016 GRAT | |
| Ordinary SharesF2 | holding | — | — | — | 155,987 | I | Stephen J. Luczo 2017 GRAT |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On February 8, 2019, the Reporting Person gifted 10,000 Ordinary Shares from the Stephen J. Luczo Revocable Trust dated January 26, 2001 (the "Revocable Trust").
- F2The number of shares beneficially owned reflects (i) the transfer of 219,530 Ordinary Shares and 700 Ordinary Shares on January 23, 2019 and January 25, 2019, respectively, from the Stephen J. Luczo 2016 Grantor Retained Annuity Trust to the Revocable Trust, and (ii) the transfer of 93,713 Ordinary Shares and 300 Ordinary Shares on January 23, 2019 and January 25, 2019, respectively, from the Stephen J. Luczo 2017 Grantor Retained Annuity Trust to the Revocable Trust.
- F3These Ordinary Shares were sold in multiple transactions at sales prices ranging from $45.66 to $45.675, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote of this Form 4.