SEC Form 4 · accession 0001137789-18-000052
Seagate Technology Holdings plc · STX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen J Luczo
Officer — Executive Chairman & COB · Director
Period of report
Aug 21, 2018
Accepted (ET)
Aug 23, 2018 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001137789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Aug 16, 2018 | G | 10,000 | $0.00 | D | 758,416 | I | Stephen J. Luczo Revocable Trust dated January 26, 2001 |
| Ordinary SharesF2 | Aug 21, 2018 | S | 35,000 | $55.4033 | D | 723,416 | I | Stephen J. Luczo Revocable Trust dated January 26, 2001 |
| Ordinary Shares | holding | — | — | — | 381,411 | I | Stephen J. Luczo 2016 GRAT | |
| Ordinary Shares | holding | — | — | — | 250,000 | I | Stephen J. Luczo 2017 GRAT | |
| Ordinary SharesF3 | holding | — | — | — | 26,172 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On August 16, 2018 the Reporting Person gifted 10,000 Ordinary Shares from the Stephen J. Luczo Revocable Trusted dated January 26, 2001.
- F2These Ordinary Shares were sold in multiple transactions at sales prices ranging from $55.39 to $55.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote of this Form 4.
- F3These Ordinary Shares relate to Threshold Performance Share Units granted to Mr. Luczo that are scheduled to vest on September 9, 2018, subject to continuous service through such date.