SEC Form 4 · accession 0001137789-17-000087
Seagate Technology Holdings plc · STX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip G Brace
Officer — Former President, CSSG
Period of report
Oct 27, 2017
Accepted (ET)
Oct 31, 2017 · 8:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001137789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Oct 27, 2017 | M | 40,393 | $36.09 | A | 83,416 | D | |
| Ordinary SharesF1 | Oct 27, 2017 | S | 40,393 | $37.12 | D | 43,023 | D | |
| Ordinary Shares | Oct 27, 2017 | S | 1,000 | $37.21 | D | 42,023 | D | |
| Ordinary Shares | Oct 27, 2017 | S | 3,551 | $37.24 | D | 38,472 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NQ Options | $36.09 | Oct 27, 2017 | M | 40,393 | D | Sep 9, 2017 | Sep 9, 2023 | Ordinary Shares | 40,393 | 0 | D |
Explanation of responses
- F1These Ordinary Shares were sold in multiple transactions at sales prices ranging from $37.10 to $37.19, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote of this Form 4.