SEC Form 4 · accession 0001137789-17-000014
Seagate Technology Holdings plc · STX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William D Mosley
Officer — President & COO
Period of report
Feb 24, 2017
Accepted (ET)
Feb 28, 2017 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001137789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Feb 24, 2017 | M | 38,581 | $11.06 | A | 191,546 | D | |
| Ordinary SharesF1,F2 | Feb 24, 2017 | S | 38,581 | $47.28 | D | 152,965 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NQ Stock OptionsF3 | $11.06 | Feb 24, 2017 | M | 38,581 | D | Sep 13, 2011 | Sep 13, 2017 | Ordinary Shares | 38,581 | 0 | D |
Explanation of responses
- F1Ordinary Shares sold under a 10b5-1 Trading Plan adopted by the Reporting Person.
- F2These Ordinary Shares were sold in multiple transactions at sales prices ranging from $46.74 to $47.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote of this Form 4.
- F3Options granted to the Reporting Person on September 13, 2010 under the Issuer's 2001 Stock Option Plan are subject to a four-year vesting schedule. Subject to continuous employment, one quarter of the options vested on September 13, 2011. The remaining options vested in equal monthly installments over the 36 months following September 13, 2011.