SEC Form 4 · accession 0001137789-16-000033
Seagate Technology Holdings plc · STX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward J Zander
Director
Period of report
Aug 29, 2016
Accepted (ET)
Aug 30, 2016 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001137789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Aug 29, 2016 | M | 10,000 | $14.825 | A | 15,182 | D | |
| Ordinary SharesF1,F2 | holding | — | — | — | 43,109 | I | The Edward and Mona Zander Trust dtd 4/19/93 | |
| Ordinary Shares | holding | — | — | — | 41,196 | I | Zanadu Capital Partners, L.P. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NQ Options | $14.825 | Aug 29, 2016 | M | 10,000 | D | Oct 15, 2010 | Oct 28, 2016 | NQ Options | 10,000 | 0 | D |
Explanation of responses
- F1On February 18, 2016, the Reporting Person transferred 26,800 Ordinary Shares previously owned directly to The Edward and Mona Zander Trust dtd 4/19/93.
- F2Due to an administrative error, prior reporting of the name of this trust has been incorrect. The exact name of the trust, "The Edward and Mona Zander Trust dtd 4/19/93" was mistakenly identified as the "Edward and Mona Zander Living Trust".