SEC Form 4 · accession 0001140361-18-009673
UNITED SECURITY BANCSHARES · UFBO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon M Heidt
Officer — SVP & CHIEF RISK OFFICER
Period of report
Feb 4, 2018
Accepted (ET)
Feb 22, 2018 · 6:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001137547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 4, 2018 | M | 0 | $0.00 | A | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITSF1 | — | Feb 4, 2018 | A | 17,586 | A | — | Feb 4, 2028 | COMMON STOCK | 17,586 | 0 | D |
Explanation of responses
- F1REPRESENTS GRANT OF RESTRICTED STOCK UNITS TO VEST AT 20% OVER THE NEXT 5 YEARS. THE RESTRICTED STOCK UNITS WERE ISSUED TO THE REPORTING PERSON PURSUANT TO THE ISSURER'S 2015 EQUITY INCENTIVE PLAN.