SEC Form 4 · accession 0001140361-17-036522
UNITED SECURITY BANCSHARES · UFBO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bhavneet Gill
Officer — SVP & CHIEF FINANCIAL OFFICER
Period of report
May 20, 2015
Accepted (ET)
Sep 26, 2017 · 7:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001137547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 20, 2015 | M | 0 | $0.00 | A | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F1 | — | May 20, 2015 | A | 13,870 | D | — | May 20, 2025 | Common Stock | 13,870 | 19,022 | D |
Explanation of responses
- F1Represents Grant of Restricted Stock Units. Shares to vest at 20% over the next 5 years. The RSUs were issued to the Reporting Person pursuant to the Issuer's 2015 Equity Incentive Plan.
- F2Includes 13,870 RSUs and 5,152 incentive stock options granted 8/26/2014, as adjusted for 1% stock dividends.