SEC Form 4 · accession 0001140361-15-029923
UNITED SECURITY BANCSHARES · UFBO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stanley J Cavalla
Director
Period of report
Jul 22, 2015
Accepted (ET)
Aug 5, 2015 · 1:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001137547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| UBFO COMMON STOCKF1,F3 | Jul 22, 2015 | J | 110,829 | $0.00 | D | 650,735 | D | |
| UBFO COMMON STOCKF2,F3 | Jul 22, 2015 | S | 1,199 | $5.15 | D | 649,536 | D | |
| UBFO COMMON STOCKF2,F3 | Jul 22, 2015 | S | 2,000 | $5.1027 | D | 647,536 | D | |
| UBFO COMMON STOCKF2,F3 | Jul 23, 2015 | S | 300 | $5.13 | D | 647,236 | D | |
| UBFO COMMON STOCKF2,F3 | Jul 27, 2015 | S | 10 | $5.13 | D | 647,226 | D | |
| UBFO COMMON STOCKF2,F3 | Jul 27, 2015 | S | 616 | $5.10 | D | 646,610 | D | |
| UBFO COMMON STOCKF2,F3 | Jul 28, 2015 | S | 100 | $5.10 | D | 646,510 | D | |
| UBFO COMMON STOCKF2,F3 | Jul 29, 2015 | S | 4,000 | $5.10 | D | 642,510 | D | |
| UBFO COMMON STOCKF2,F3 | Jul 30, 2015 | S | 477 | $5.10 | D | 642,033 | D | |
| UBFO COMMON STOCKF2,F3 | Aug 3, 2015 | S | 101 | $5.10 | D | 641,932 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1EMPLOYEE PROFIT SHARING PLAN TRANSFER TO BENEFICIARY ROLLOVER IRA.
- F2PLAN ADMINISTRATOR IS SELLING EMPLOYEE PROFIT SHARING PLAN SHARES OF WHICH MR. CAVALLA IS CO-TRUSTEE.
- F3INCLUDES 254 SHARES OWNED BY SPOUSE AND 47584 SHARES OWNED BY IN-LAWS TRUST.