SEC Form 4 · accession 0001672811-17-000032
ROCKWELL COLLINS INC · COL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Werner Lieberherr
Officer — Exec. VP & COO, Interior Sys
Period of report
Apr 13, 2017
Accepted (ET)
Apr 17, 2017 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001137411
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 13, 2017 | A | 7,055 | — | A | 7,055 | D | |
| Common StockF2 | Apr 13, 2017 | A | 3,506 | — | A | 3,506 | I | By Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Received in exchange for 22,751 shares of B/E Aerospace, Inc. ("B/E") common stock in connection with merger of B/E into a subsidiary of the issuer (the "Merger"). On the effective date of the Merger (April 13, 2017), each of the reporting person's shares of B/E common stock were converted into the right to receive $34.10 in cash, .3101 shares of the issuer and cash in lieu of fractional shares.
- F2Received in the Merger in exchange for 11,308 shares of B/E common stock. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.