SEC Form 4 · accession 0001137411-17-000131
ROCKWELL COLLINS INC · COL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Werner Lieberherr
Officer — Exec. VP & COO, Interior Sys
Period of report
Nov 13, 2017
Accepted (ET)
Nov 15, 2017 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001137411
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 13, 2017 | A | 4,874 | $0.00 | A | 11,929 | D | |
| Common Stock | holding | — | — | — | 3,506 | I | By Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock units which generally vest in three substantially equal annual installments on the first three anniversaries of the Transaction Date subject to continued employment.