SEC Form 4 · accession 0001137411-16-000203
ROCKWELL COLLINS INC · COL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chris A Davis
Director
Period of report
Jul 5, 2016
Accepted (ET)
Jul 6, 2016 · 1:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001137411
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 5, 2016 | A | 364 | $82.57 | A | 40,728 | D | |
| Common StockF3 | holding | — | — | — | 14,884 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock units awarded as compensation for services as Director. Shares of common stock underlying restricted stock units will be issued promptly after departure from the Board of Directors.
- F2Includes dividend equivalents issued quarterly on the restricted stock units.
- F36,413 of these shares are restricted shares and were delivered as compensation for services as a Director. The restricted shares are held by the Company to implement restrictions on transfer unless and until certain conditions are met. Includes shares acquired under a dividend reinvestment program.