SEC Form 4 · accession 0001137411-16-000189
ROCKWELL COLLINS INC · COL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Nieuwsma
Officer — SENIOR VICE PRESIDENT
Period of report
Apr 20, 2016
Accepted (ET)
Apr 22, 2016 · 5:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001137411
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right-to-Buy)F1,F2 | $93.99 | Apr 20, 2016 | A | 3,200 | A | — | Apr 20, 2026 | Common Stock | 3,200 | 3,200 | D |
Explanation of responses
- F1Employee stock options granted pursuant to the Company's stock based plans.
- F2The options vest in three substantially equal annual installments beginning April 20, 2017.