SEC Form 4 · accession 0001137411-15-000078

ROCKWELL COLLINS INC · COL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — ExecVP and COO, Commercial Sys

Period of report

Jun 1, 2015

Accepted (ET)

Jun 3, 2015 · 2:26 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001137411

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jun 1, 2015	M	39,600	$55.01	A	76,602	D
Common Stock^F2	Jun 1, 2015	S	39,600	$95.10	D	37,002	D
Common Stock^F3	holding	—	—		—	4,627	I	By Savings Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F4,F5	$55.01	Jun 1, 2015	M	39,600	D	—	Nov 14, 2021	Common Stock	39,600	0	D

F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 5, 2015.
F2The price reported in Column 4 is a weighted average. These shares were sold in multiple transactions at prices ranging from $94.86 to $95.51, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, or other appropriate persons, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F3Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of June 1, 2015.
F4Employee stock options granted pursuant to the Company's stock based plans.
F5The options are currently exercisable.