SEC Form 4 · accession 0001137411-15-000051
ROCKWELL COLLINS INC · COL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey A. Standerski
Officer — Sr. VP, Information Mgmt. Serv
Period of report
Feb 12, 2015
Accepted (ET)
Feb 13, 2015 · 2:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001137411
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 12, 2015 | I | 1,694 | $88.57 | A | 2,190 | I | By Savings Plan |
| Common Stock | holding | — | — | — | 833 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF2 | — | Feb 12, 2015 | I | 764 | A | — | — | Phantom Stock | 764 | 912 | I |
Explanation of responses
- F1Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of February 1, 2015 and based upon supplemental information about the reported transaction furnished by the Plan Administrator on February 13, 2015.
- F2Each share of phantom stock is the economic equivalent of one share of the Company's common stock. Shares of phantom stock are payable in cash following termination of employment and may be transferred by the reporting person into alternative investments under the Non-Qualified Savings Plan.