SEC Form 4 · accession 0001137411-15-000046

ROCKWELL COLLINS INC · COL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Sr. VP, Washington Operations

Period of report

Feb 5, 2015

Accepted (ET)

Feb 9, 2015 · 3:46 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001137411

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F2	Feb 5, 2015	S	725	$87.47	D	4,648	D
Common Stock^F2	Feb 5, 2015	M	2,400	$55.01	A	7,048	D
Common Stock^F2	Feb 5, 2015	S	2,400	$87.47	D	4,648	D
Common Stock^F2	Feb 5, 2015	M	2,700	$54.37	A	7,348	D
Common Stock^F2	Feb 5, 2015	S	2,700	$87.47	D	4,648	D
Common Stock^F3	holding	—	—		—	3,319	I	By Savings Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F4,F5	$55.01	Feb 5, 2015	M	2,400	D	—	Nov 14, 2021	Common Stock	2,400	0	D
Stock Option (Right to Buy)^F4,F5	$54.37	Feb 5, 2015	M	2,700	D	—	Nov 12, 2022	Common Stock	2,700	0	D

F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2014.
F2Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of February 1, 2015.
F3Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of February 1, 2015.
F4Stock options granted pursuant to the Company's stock based plans.
F5The options are currently exercisable.