SEC Form 4 · accession 0000899243-18-017164
POWER SOLUTIONS INTERNATIONAL, INC. · PSIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald P Klein
Officer — See Remarks
Period of report
Jun 19, 2018
Accepted (ET)
Jun 19, 2018 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001137091
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1,F2 | $7.99 | Jun 19, 2018 | A | 15,000 | A | — | May 4, 2028 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1The Issuer granted the stock appreciation right (the "SAR") on May 4, 2018 (the "Grant Date"), pursuant to a Stock Appreciation Rights Agreement dated June 19, 2018, under the Issuer's 2012 Incentive Compensation Plan.
- F2The SAR vests and becomes exercisable in three equal installments on each of the first, second and third anniversaries of the Grant Date.
Remarks
Principal Accounting Officer and Corporate Controller