SEC Form 4 · accession 0001127602-19-007530
Fidelity National Information Services, Inc. · FIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary Norcross
Officer — President, CEO & Chairman · Director
Period of report
Feb 19, 2019
Accepted (ET)
Feb 21, 2019 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136893
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 19, 2019 | M | 88,016 | $48.75 | A | 183,887 | D | |
| Common StockF2 | Feb 19, 2019 | S | 87,516 | $108.56 | D | 96,371 | D | |
| Common StockF3 | Feb 19, 2019 | S | 500 | $108.952 | D | 95,871 | D | |
| Common Stock | holding | — | — | — | 139,812 | I | 2017 GRAT | |
| Common Stock | holding | — | — | — | 450,000 | I | 2018 GRAT |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $48.75 | Feb 19, 2019 | M | 88,016 | D | Oct 31, 2016 | Oct 31, 2020 | Common Stock | 88,016 | 254,453 | D |
Explanation of responses
- F1Transacted under 10b5-1 Plan reported on Form 8-K on September 18, 2018, which is now complete.
- F2The transaction was executed in multiple trades at prices ranging from $107.95 to $108.94. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.
- F3The transaction was executed in multiple trades at prices ranging from $108.95 to $108.97. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.