SEC Form 4 · accession 0001127602-19-006799
Fidelity National Information Services, Inc. · FIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary Norcross
Officer — President, CEO & Chairman · Director
Period of report
Feb 14, 2019
Accepted (ET)
Feb 19, 2019 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136893
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 14, 2019 | M | 153,563 | $34.33 | A | 249,434 | D | |
| Common Stock | Feb 14, 2019 | M | 6,437 | $48.75 | A | 255,871 | D | |
| Common StockF2 | Feb 14, 2019 | S | 150,466 | $106.411 | D | 105,405 | D | |
| Common StockF3 | Feb 14, 2019 | S | 3,097 | $106.853 | D | 102,308 | D | |
| Common StockF4 | Feb 14, 2019 | S | 6,337 | $106.404 | D | 95,971 | D | |
| Common Stock | Feb 14, 2019 | S | 100 | $106.89 | D | 95,871 | D | |
| Common Stock | Feb 15, 2019 | M | 160,000 | $48.75 | A | 255,871 | D | |
| Common StockF5 | Feb 15, 2019 | S | 10,574 | $107.776 | D | 245,297 | D | |
| Common StockF6 | Feb 15, 2019 | S | 99,397 | $108.757 | D | 145,900 | D | |
| Common StockF7 | Feb 15, 2019 | S | 50,029 | $109.118 | D | 95,871 | D | |
| Common Stock | holding | — | — | — | 139,812 | I | 2017 GRAT | |
| Common Stock | holding | — | — | — | 450,000 | I | 2018 GRAT |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $34.33 | Feb 14, 2019 | M | 153,563 | D | Nov 8, 2015 | Nov 8, 2019 | Common Stock | 153,563 | 0 | D |
| Stock Option (Right to Buy) | $48.75 | Feb 14, 2019 | M | 6,437 | D | Oct 31, 2016 | Oct 31, 2020 | Common Stock | 6,437 | 502,469 | D |
| Stock Option (Right to Buy) | $48.75 | Feb 15, 2019 | M | 160,000 | D | Oct 31, 2016 | Oct 31, 2020 | Common Stock | 160,000 | 342,469 | D |
Explanation of responses
- F1Transacted under 10b5-1 Plan reported on Form 8-K on September 18, 2018.
- F2The transaction was executed in multiple trades at prices ranging from $105.78 to $106.75. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.
- F3The transaction was executed in multiple trades at prices ranging from $106.79 to $106.93. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.
- F4The transaction was executed in multiple trades at prices ranging from $105.78 to $106.73. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.
- F5The transaction was executed in multiple trades at prices ranging from $107.05 to $108.04. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.
- F6The transaction was executed in multiple trades at prices ranging from $108.05 to $109.05. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.
- F7The transaction was executed in multiple trades at prices ranging from $109.05 to $109.24. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.