SEC Form 4 · accession 0001127602-18-033003
Fidelity National Information Services, Inc. · FIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory G Montana
Officer — Corp EVP - Chief Risk Officer
Period of report
Nov 13, 2018
Accepted (ET)
Nov 14, 2018 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136893
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 13, 2018 | S | 4,832 | $105.81 | D | 8,441 | D | |
| Common StockF1 | Nov 13, 2018 | M | 16,750 | $58.23 | A | 25,191 | D | |
| Common StockF1 | Nov 13, 2018 | M | 8,222 | $66.18 | A | 33,413 | D | |
| Common StockF1 | Nov 13, 2018 | M | 12,695 | $62.92 | A | 46,108 | D | |
| Common StockF1 | Nov 13, 2018 | M | 7,855 | $80.03 | A | 53,963 | D | |
| Common StockF1,F2 | Nov 13, 2018 | S | 16,750 | $105.419 | D | 37,213 | D | |
| Common StockF1,F2 | Nov 13, 2018 | S | 8,222 | $105.419 | D | 28,991 | D | |
| Common StockF1,F2 | Nov 13, 2018 | S | 12,695 | $105.419 | D | 16,296 | D | |
| Common StockF1,F2 | Nov 13, 2018 | S | 7,855 | $105.419 | D | 8,441 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $58.23 | Nov 13, 2018 | M | 16,750 | D | Feb 23, 2018 | Nov 4, 2021 | Common Stock | 16,750 | 0 | D |
| Stock Option (Right to Buy) | $66.18 | Nov 13, 2018 | M | 8,222 | D | Feb 23, 2018 | Nov 5, 2022 | Common Stock | 8,222 | 0 | D |
| Stock Option (Right to Buy) | $62.92 | Nov 13, 2018 | M | 12,695 | D | Mar 29, 2018 | Mar 29, 2023 | Common Stock | 12,695 | 0 | D |
| Stock Option (Right to Buy) | $80.03 | Nov 13, 2018 | M | 7,855 | D | Mar 29, 2018 | Mar 29, 2024 | Common Stock | 7,855 | 0 | D |
Explanation of responses
- F1Transacted under 10b5-1 Plan.
- F2The transaction was executed in multiple trades at prices ranging from $105.09 to $105.81. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.