SEC Form 4 · accession 0001127602-18-028148
Fidelity National Information Services, Inc. · FIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephan A James
Director
Period of report
Sep 19, 2018
Accepted (ET)
Sep 20, 2018 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136893
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 19, 2018 | M | 12,087 | $48.75 | A | 41,585 | D | |
| Common Stock | Sep 19, 2018 | M | 6,000 | $58.23 | A | 47,585 | D | |
| Common Stock | Sep 19, 2018 | M | 5,835 | $34.33 | A | 53,420 | D | |
| Common StockF1 | Sep 19, 2018 | S | 12,087 | $108.93 | D | 41,333 | D | |
| Common StockF2 | Sep 19, 2018 | S | 6,000 | $108.96 | D | 35,333 | D | |
| Common StockF3 | Sep 19, 2018 | S | 5,835 | $109.05 | D | 29,498 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $48.75 | Sep 19, 2018 | M | 12,087 | D | Feb 27, 2015 | Oct 31, 2020 | Common Stock | 12,087 | 0 | D |
| Stock Option (Right to Buy) | $58.23 | Sep 19, 2018 | M | 6,000 | D | Nov 4, 2017 | Nov 4, 2021 | Common Stock | 6,000 | 6,730 | D |
| Stock Option (Right to Buy) | $34.33 | Sep 19, 2018 | M | 5,835 | D | Nov 8, 2015 | Nov 8, 2019 | Common Stock | 5,835 | 0 | D |
Explanation of responses
- F1The transaction was executed in multiple trades at prices ranging from $108.87 to $109.20. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.
- F2The transaction was executed in multiple trades at prices ranging from $108.85 to $109.16. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.
- F3The transaction was executed in multiple trades at prices ranging from $108.88 to $109.19. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.