SEC Form 4 · accession 0001127602-18-020946
Fidelity National Information Services, Inc. · FIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith W Hughes
Director
Period of report
Mar 29, 2018
Accepted (ET)
Jun 14, 2018 · 5:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136893
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 13, 2018 | M | 5,835 | $34.33 | A | 29,380 | D | |
| Common StockF1 | Jun 13, 2018 | S | 5,835 | $106.87 | D | 23,545 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F4 | — | Mar 29, 2018 | A | 2,492 | A | — | — | Common Stock | 2,492 | 2,492 | D |
| Stock Option (Right to Buy) | $34.33 | Jun 13, 2018 | M | 5,835 | D | Nov 8, 2015 | Nov 8, 2019 | Common Stock | 5,835 | 0 | D |
Explanation of responses
- F1The transaction was executed in multiple trades at prices ranging from $106.80 to $106.96. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.
- F2Each restricted stock unit represents a contingent right to receive one share of FIS common stock.
- F3This Form 4 reflects an annual grant dated March 29, 2018 which was inadvertently not previously reported.
- F4The restricted stock units vest and distribute in three equal annual installments on each anniversary date.