SEC Form 4 · accession 0001127602-18-020015
Fidelity National Information Services, Inc. · FIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marianne Brown
Officer — Corporate EVP - COO
Period of report
Jun 1, 2018
Accepted (ET)
Jun 5, 2018 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136893
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 1, 2018 | M | 16,730 | $103.22 | A | 97,899 | D | |
| Common StockF2 | Jun 1, 2018 | F | 6,584 | $103.22 | D | 91,315 | D | |
| Common StockF1 | Jun 1, 2018 | M | 2,787 | $103.22 | A | 94,102 | D | |
| Common StockF2 | Jun 1, 2018 | F | 1,097 | $103.22 | D | 93,005 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3 | — | Jun 1, 2018 | M | 16,730 | D | Jun 1, 2018 | — | Common Stock | 16,730 | 0 | D |
| Restricted Stock UnitsF4 | — | Jun 1, 2018 | M | 2,787 | D | Jun 1, 2018 | — | Common Stock | 2,787 | 0 | D |
Explanation of responses
- F1The reporting person's Restricted Stock Units were vested and distributed.
- F2Represents shares to satisfy withholding tax obligation for Restricted Stock vesting.
- F3These RSUs were received in the SunGard merger on November 30, 2015 in exchange for 45,500 SunGard RSUs. The shares vested and distributed in full on June 1, 2018.
- F4These RSUs were received in the SunGard merger on November 30, 2015 in exchange for 22,750 SunGard RSUs. The shares vested and distributed in full on June 1, 2018.