SEC Form 4 · accession 0001127602-18-013292
Fidelity National Information Services, Inc. · FIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Gary Norcross
Officer — President and CEO · Director
Period of report
Mar 29, 2018
Accepted (ET)
Apr 2, 2018 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136893
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 29, 2018 | F | 7,818 | $0.00 | D | 316,441 | D | |
| Common StockF1 | Mar 29, 2018 | F | 9,834 | $0.00 | D | 306,607 | D | |
| Common Stock | holding | — | — | — | 150,656 | I | 2016 GRAT | |
| Common Stock | holding | — | — | — | 226,501 | I | 2017 GRAT |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $62.92 | Mar 29, 2018 | A | 136,017 | A | — | Mar 29, 2023 | Common Stock | 136,017 | 272,034 | D |
| Stock Option (Right to Buy)F3 | $80.03 | Mar 29, 2018 | A | 157,109 | A | — | Mar 29, 2024 | Common Stock | 157,109 | 157,109 | D |
| Stock Option (Right to Buy)F4 | $96.30 | Mar 29, 2018 | A | 202,871 | A | — | Mar 29, 2025 | Common Stock | 202,871 | 202,871 | D |
Explanation of responses
- F1Represents shares to satisfy withholding tax obligation for Restricted Stock vesting.
- F2On March 29, 2016, the reporting person was granted an option to purchase 408,052 shares of common stock. The option vests in three equal installments based on FIS's satisfaction of certain performance criteria for each of the calendar years ending December 31, 2016, 2017 and 2018. Based on FIS's Annual Report on Form 10-K filed on February 23, 2018, the Compensation Committee of FIS determined that the performance criteria for 2017 had been met, resulting in vesting of the option as to 136,017 shares.
- F3On March 29, 2017, the reporting person was granted an option to purchase 471,328 shares of common stock. The option vests in three equal installments based on FIS's satisfaction of certain performance criteria for each of the calendar years ending December 31, 2017, 2018 and 2019. Based on FIS's Annual Report on Form 10-K filed on February 23, 2018, the Compensation Committee of FIS determined that the performance criteria for 2017 had been met, resulting in vesting of the option as to 157,109 shares.
- F4The option vests in three equal annual installments commencing on the first anniversary date of the grant.