SEC Form 4 · accession 0001127602-18-008776
Fidelity National Information Services, Inc. · FIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank R Martire
Director
Period of report
Feb 23, 2018
Accepted (ET)
Feb 27, 2018 · 5:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136893
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 23, 2018 | M | 190,000 | $34.33 | A | 192,675 | D | |
| Common StockF1 | Feb 23, 2018 | S | 190,000 | $98.695 | D | 2,675 | D | |
| Common Stock | Feb 26, 2018 | M | 23,009 | $48.75 | A | 25,684 | D | |
| Common StockF2 | Feb 26, 2018 | S | 23,009 | $100.977 | D | 2,675 | D | |
| Common Stock | Feb 26, 2018 | M | 126,647 | $48.75 | A | 129,322 | D | |
| Common StockF3 | Feb 26, 2018 | S | 126,647 | $100.181 | D | 2,675 | D | |
| Common Stock | Feb 26, 2018 | M | 40,344 | $34.33 | A | 43,019 | D | |
| Common StockF4 | Feb 26, 2018 | S | 40,344 | $100.974 | D | 2,675 | D | |
| Common Stock | holding | — | — | — | 93,522 | I | 2016B GRAT | |
| Common Stock | holding | — | — | — | 607,915 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $34.33 | Feb 23, 2018 | M | 190,000 | D | Nov 8, 2015 | Nov 8, 2019 | Common Stock | 190,000 | 40,344 | D |
| Stock Option (Right to Buy) | $48.75 | Feb 26, 2018 | M | 23,009 | D | Feb 27, 2015 | Dec 31, 2019 | Common Stock | 23,009 | 549,510 | D |
| Stock Option (Right to Buy) | $48.75 | Feb 26, 2018 | M | 126,647 | D | Feb 27, 2015 | Dec 31, 2019 | Common Stock | 126,647 | 422,863 | D |
| Stock Option (Right to Buy) | $34.33 | Feb 26, 2018 | M | 40,344 | D | Nov 8, 2015 | Nov 8, 2019 | Common Stock | 40,344 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $98.52 to $99.00. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F2This transaction was executed in multiple trades at prices ranging from $100.50 to $101.10. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F3This transaction was executed in multiple trades at prices ranging from $100.00 to $100.29. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F4This transaction was executed in multiple trades at prices ranging from $100.86 to $101.02. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the shares sold at each separate price.