SEC Form 4 · accession 0001127602-18-005487
Fidelity National Information Services, Inc. · FIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary Norcross
Officer — President and CEO · Director
Period of report
Feb 9, 2018
Accepted (ET)
Feb 13, 2018 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136893
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 9, 2018 | M | 190,000 | $25.66 | A | 244,227 | D | |
| Common StockF2 | Feb 9, 2018 | S | 68,766 | $93.001 | D | 175,461 | D | |
| Common StockF3 | Feb 9, 2018 | S | 121,234 | $93.819 | D | 54,227 | D | |
| Common Stock | Feb 12, 2018 | M | 103,333 | $25.66 | A | 244,227 | D | |
| Common StockF4 | Feb 12, 2018 | S | 77,232 | $95.588 | D | 166,995 | D | |
| Common StockF5 | Feb 12, 2018 | S | 26,101 | $96.127 | D | 140,894 | D | |
| Common Stock | holding | — | — | — | 252,656 | I | 2016 GRAT | |
| Common Stock | holding | — | — | — | 226,501 | I | 2017 GRAT |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $25.66 | Feb 9, 2018 | M | 190,000 | D | Nov 7, 2014 | Nov 7, 2018 | Common Stock | 190,000 | 103,333 | D |
| Stock Option (Right to Buy) | $25.66 | Feb 12, 2018 | M | 103,333 | D | Nov 7, 2014 | Nov 7, 2018 | Common Stock | 103,333 | 0 | D |
Explanation of responses
- F1Transacted under 10b5-1 Plan previously announced on Form 8-K.
- F2The transaction was executed in multiple trades at prices ranging from $92.49 to $93.48. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.
- F3The transaction was executed in multiple trades at prices ranging from $93.49 to $94.27. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.
- F4The transaction was executed in multiple trades at prices ranging from $94.93 to $95.92. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.
- F5The transaction was executed in multiple trades at prices ranging from $95.93 to $96.34. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.