SEC Form 4 · accession 0001127602-17-020524
Fidelity National Information Services, Inc. · FIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marianne Brown
Officer — Corporate EVP - COO
Period of report
Jun 2, 2017
Accepted (ET)
Jun 5, 2017 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136893
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 2, 2017 | M | 24,329 | $86.77 | A | 85,822 | D | |
| Common StockF2 | Jun 2, 2017 | F | 12,547 | $86.77 | D | 73,275 | D | |
| Common StockF3 | Jun 2, 2017 | M | 2,789 | $86.77 | A | 76,064 | D | |
| Common StockF2 | Jun 2, 2017 | F | 1,439 | $86.77 | D | 74,625 | D | |
| Common StockF1 | Jun 2, 2017 | M | 2,703 | $86.77 | A | 77,328 | D | |
| Common StockF2 | Jun 2, 2017 | F | 1,394 | $86.77 | D | 75,934 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4 | $0.00 | Jun 2, 2017 | M | 24,329 | D | Jun 1, 2017 | — | Common Stock | 24,329 | 0 | D |
| Restricted Stock UnitsF5 | $0.00 | Jun 2, 2017 | M | 2,789 | D | Jun 1, 2017 | — | Common Stock | 2,789 | 2,787 | D |
| Restricted Stock UnitsF6 | $0.00 | Jun 2, 2017 | M | 2,703 | D | Jun 1, 2017 | — | Common Stock | 2,703 | 0 | D |
Explanation of responses
- F1The reporting person's Restricted Stock Units were vested and distributed.
- F2Represents shares to satisfy withholding tax obligation for Restricted Stock vesting.
- F3One-third of the reporting person's Restricted Stock Units were vested and distributed.
- F4These RSUs were received in the SunGard merger on November 30, 2015 in exchange for 66,168 SunGard RSUs. The shares vested and distributed in full on June 1, 2017.
- F5These RSUs were received in the SunGard merger on November 30, 2015 in exchange for 22,750 SunGard RSUs. One-third of these RSU's vested and distributed on June 1, 2017, and the remaining one third of these RSU's will vest and distribute on June 1, 2018.
- F6These RSUs were received in the SunGard merger on November 30, 2015 in exchange for 7,352 SunGard RSUs. The final half of these RSU's vested and distributed on June 1, 2017.