SEC Form 4 · accession 0001127602-17-017267
Fidelity National Information Services, Inc. · FIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael P Oates
Officer — Corp EVP- Chief Admin. Officer
Period of report
May 5, 2017
Accepted (ET)
May 8, 2017 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136893
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 5, 2017 | S | 37,500 | $82.793 | D | 312,828 | D | |
| Common Stock | May 5, 2017 | M | 66,667 | $25.66 | A | 187,734 | D | |
| Common StockF3 | May 5, 2017 | S | 66,567 | $82.787 | D | 246,261 | D | |
| Common Stock | May 5, 2017 | S | 100 | $83.61 | D | 246,161 | D | |
| Common Stock | May 5, 2017 | M | 35,319 | $34.33 | A | 223,053 | D | |
| Common StockF4 | May 5, 2017 | S | 35,319 | $82.794 | D | 210,842 | D | |
| Common Stock | May 5, 2017 | M | 127,226 | $48.75 | A | 350,279 | D | |
| Common StockF5 | May 5, 2017 | S | 127,226 | $82.789 | D | 83,616 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $48.75 | May 5, 2017 | M | 127,226 | D | Feb 27, 2015 | Oct 31, 2020 | Common Stock | 127,226 | 0 | D |
| Stock Option (Right to Buy) | $25.66 | May 5, 2017 | M | 66,667 | D | Nov 7, 2014 | Nov 7, 2018 | Common Stock | 66,667 | 0 | D |
| Stock Option (Right to Buy) | $34.33 | May 5, 2017 | M | 35,319 | D | Nov 8, 2015 | Nov 8, 2019 | Common Stock | 35,319 | 0 | D |
Explanation of responses
- F1Transacted under 10b5-1 Plan.
- F2The transaction was executed in multiple trades at prices ranging from $82.56 to $83.46. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.
- F3The transaction was executed in multiple trades at prices ranging from $82.56 to $83.49. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.
- F4The transaction was executed in multiple trades at prices ranging from $82.56 to $83.46. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.
- F5The transaction was executed in multiple trades at prices ranging from $82.56 to $83.53. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.