SEC Form 4 · accession 0001127602-17-013418
Fidelity National Information Services, Inc. · FIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen T Thompson
Officer — CSVP, Chief Accounting Officer
Period of report
Mar 29, 2017
Accepted (ET)
Mar 31, 2017 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136893
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 29, 2017 | A | 2,499 | $0.00 | A | 7,990 | D | |
| Common StockF2 | Mar 29, 2017 | F | 151 | $0.00 | D | 7,839 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $62.92 | Mar 29, 2017 | A | 3,772 | A | Mar 29, 2017 | Mar 29, 2023 | Common Stock | 3,772 | 3,772 | D |
Explanation of responses
- F1On March 29, 2017, the reporting person was granted performance-based restricted stock, which contains annual performance criteria and vests in three equal annual installments commencing on the first anniversary of the date of grant provided that the performance criteria is met each year.
- F2Represents shares to satisfy withholding tax obligation for Restricted Stock vesting.
- F3On March 29, 2016, the reporting person was granted an option to purchase 11,317 shares of common stock. The option vests in three equal installments based on FIS's satisfaction of certain performance criteria for each of the calendar years ending December 31, 2016, 2017, and 2018. Based on FIS's Annual Report on Form 10-K filed on February 23, 2017, the Compensation Committee of FIS determined that the performance criteria for 2016 had been met, resulting in vesting of the option as to 3,772 shares.