SEC Form 4 · accession 0001127602-17-012377
Fidelity National Information Services, Inc. · FIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank R Martire
Director
Period of report
Mar 16, 2017
Accepted (ET)
Mar 20, 2017 · 3:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136893
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 16, 2017 | M | 99,378 | $27.10 | A | 99,633 | D | |
| Common StockF1 | Mar 16, 2017 | S | 99,378 | $82.075 | D | 255 | D | |
| Common Stock | Mar 17, 2017 | M | 206,122 | $27.10 | A | 206,377 | D | |
| Common StockF2 | Mar 17, 2017 | S | 206,122 | $81.907 | D | 255 | D | |
| Common Stock | holding | — | — | — | 216,435 | I | 2015 GRAT | |
| Common Stock | holding | — | — | — | 342,064 | I | 2016 GRAT | |
| Common Stock | holding | — | — | — | 154,535 | I | 2016B GRAT | |
| Common Stock | holding | — | — | — | 86,304 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $27.10 | Mar 16, 2017 | M | 99,378 | D | Oct 29, 2013 | Oct 29, 2017 | Common Stock | 99,378 | 518,988 | D |
| Stock Option (Right to Buy) | $27.10 | Mar 17, 2017 | M | 206,122 | D | Oct 29, 2013 | Oct 29, 2017 | Common Stock | 206,122 | 312,866 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $82.00 to $82.61. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F2This transaction was executed in multiple trades at prices ranging from $81.79 to $82.04. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the shares sold at each separate price.