SEC Form 4 · accession 0001127602-17-008618
Fidelity National Information Services, Inc. · FIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary Norcross
Officer — President and CEO · Director
Period of report
Feb 24, 2017
Accepted (ET)
Feb 27, 2017 · 4:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136893
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 23, 2017 | F | 10,591 | $0.00 | D | 251,860 | D | |
| Common StockF1 | Feb 23, 2017 | F | 4,946 | $0.00 | D | 246,914 | D | |
| Common StockF1 | Feb 23, 2017 | F | 6,364 | $0.00 | D | 240,550 | D | |
| Common Stock | holding | — | — | — | 413,911 | I | 2016 GRAT |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $58.23 | Feb 24, 2017 | A | 189,830 | A | — | Nov 4, 2021 | Common Stock | 189,830 | 379,660 | D |
| Stock Option (Right to Buy)F3 | $66.18 | Feb 24, 2017 | A | 93,134 | A | — | Nov 5, 2022 | Common Stock | 93,134 | 93,134 | D |
| Stock Option (Right to Buy)F4 | $63.61 | Feb 24, 2017 | A | 76,687 | A | — | Feb 9, 2022 | Common Stock | 76,687 | 153,374 | D |
Explanation of responses
- F1Represents shares to satisfy withholding tax obligation for Restricted Stock vesting.
- F2On November 4, 2014, the reporting person was granted an option to purchase 569,491 shares of common stock. The option vests in three equal installments based on FIS's satisfaction of certain performance criteria for each of the calendar years ending December 31, 2015, 2016, and 2017. Based on FIS's Annual Report on Form 10-K filed on February 23, 2017, the Compensation Committee of FIS determined that the performance criteria for 2016 had been met, resulting in vesting of the option as to 189,830 shares.
- F3On November 5, 2015, the reporting person was granted an option to purchase 279,403 shares of common stock. The option vests in three equal installments based on FIS's satisfaction of certain performance criteria for each of the calendar years ending December 31, 2016, 2017, and 2018. Based on FIS's Annual Report on Form 10-K filed on February 23, 2017, the Compensation Committee of FIS determined that the performance criteria for 2016 had been met, resulting in vesting of the option as to 93,134 shares.
- F4On February 9, 2015, the reporting person was granted an option to purchase 230,061 shares of common stock. The option vests in three equal installments based on FIS's satisfaction of certain performance criteria for each of the calendar years ending December 31, 2015, 2016, and 2017. Based on FIS's Annual Report on Form 10-K filed on February 23, 2017, the Compensation Committee of FIS determined that the performance criteria for 2016 had been met, resulting in vesting of the option as to 76,687 shares.