SEC Form 4 · accession 0001127602-16-065897
Fidelity National Information Services, Inc. · FIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory G Montana
Officer — Corp EVP - Chief Risk Officer
Period of report
Oct 31, 2016
Accepted (ET)
Nov 2, 2016 · 5:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136893
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 31, 2016 | M | 15,904 | $48.75 | A | 34,335 | D | |
| Common StockF2 | Oct 31, 2016 | S | 14,800 | $73.718 | D | 19,535 | D | |
| Common StockF3 | Oct 31, 2016 | S | 1,104 | $74.425 | D | 18,431 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $48.75 | Oct 31, 2016 | M | 15,904 | D | Feb 27, 2015 | Oct 31, 2020 | Common Stock | 15,904 | 0 | D |
Explanation of responses
- F1Transacted under 10b5-1 Plan.
- F2The transaction was executed in multiple trades at prices ranging from $73.30 to $74.26. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.
- F3The transaction was executed in multiple trades at prices ranging from $74.40 to $74.43. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.