SEC Form 4 · accession 0001127602-16-054851
Fidelity National Information Services, Inc. · FIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marianne Brown
Officer — Corporate EVP - COO
Period of report
Jun 3, 2016
Accepted (ET)
Jun 6, 2016 · 5:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136893
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 3, 2016 | M | 2,789 | $74.72 | A | 45,183 | D | |
| Common StockF2 | Jun 3, 2016 | F | 1,449 | $74.72 | D | 43,734 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3 | — | Jun 3, 2016 | M | 2,789 | D | Jun 1, 2016 | — | Common Stock | 2,789 | 5,576 | D |
Explanation of responses
- F1One-third of the reporting person's Restricted Stock Units were vested and distributed.
- F2Represents shares to satisfy withholding tax obligation for Restricted Stock Unit distribution.
- F3These RSUs were received in the Merger in exchange for 22,750 SunGard RSUs and will vest and distribute one-third on each June 1, 2016, June 1, 2017 and June 1, 2018.