SEC Form 4 · accession 0001127602-16-047863
Fidelity National Information Services, Inc. · FIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary Norcross
Officer — President and CEO · Director
Period of report
Mar 28, 2016
Accepted (ET)
Mar 30, 2016 · 5:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136893
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 28, 2016 | M | 104 | $22.55 | A | 492,736 | D | |
| Common Stock | Mar 28, 2016 | S | 104 | $63.00 | D | 492,632 | D | |
| Common Stock | Mar 30, 2016 | M | 169,896 | $22.55 | A | 662,528 | D | |
| Common StockF2 | Mar 30, 2016 | S | 169,896 | $63.05 | D | 492,632 | D | |
| Common Stock | holding | — | — | — | 44,240 | I | 2013 GRAT | |
| Common Stock | holding | — | — | — | 88,485 | I | 2014 GRAT |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $22.55 | Mar 28, 2016 | M | 104 | D | Nov 5, 2009 | Nov 5, 2016 | Common Stock | 104 | 169,896 | D |
| Stock Option (Right to Buy) | $22.55 | Mar 30, 2016 | M | 169,896 | D | Nov 5, 2009 | Nov 5, 2016 | Common Stock | 169,896 | 0 | D |
Explanation of responses
- F1Transacted under 10b5-1 Plan previously reported on Form 8-K for options expiring in 2016.
- F2The price reported in column 4 is a weighted average price. The transaction was executed in multiple trades at prices ranging from $63.00 to $63.08, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.