SEC Form 4 · accession 0001127602-16-047157
Fidelity National Information Services, Inc. · FIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory G Montana
Officer — Corp EVP - Chief Risk Officer
Period of report
Mar 21, 2016
Accepted (ET)
Mar 22, 2016 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136893
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 21, 2016 | S | 1,863 | $62.36 | D | 12,243 | D | |
| Common Stock | Mar 21, 2016 | M | 31,806 | $48.75 | A | 44,049 | D | |
| Common StockF2 | Mar 21, 2016 | S | 31,806 | $62.461 | D | 12,243 | D | |
| Common Stock | Mar 21, 2016 | M | 4,796 | $33.67 | A | 17,039 | D | |
| Common Stock | Mar 21, 2016 | S | 4,796 | $62.36 | D | 12,243 | D | |
| Common Stock | Mar 21, 2016 | M | 7,678 | $34.33 | A | 19,921 | D | |
| Common Stock | Mar 21, 2016 | S | 7,678 | $62.36 | D | 12,243 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $48.75 | Mar 21, 2016 | M | 31,806 | D | Feb 27, 2015 | Oct 31, 2020 | Common Stock | 31,806 | 15,904 | D |
| Stock Option (Right to Buy) | $33.67 | Mar 21, 2016 | M | 4,796 | D | Apr 30, 2015 | Apr 30, 2019 | Common Stock | 4,796 | 0 | D |
| Stock Option (Right to Buy) | $34.33 | Mar 21, 2016 | M | 7,678 | D | Nov 8, 2015 | Nov 8, 2019 | Common Stock | 7,678 | 0 | D |
Explanation of responses
- F1Transacted under 10b5-1 Plan.
- F2The transaction was executed in multiple trades at prices ranging from $62.19 to $62.66. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.