SEC Form 4 · accession 0001127602-15-033065
Fidelity National Information Services, Inc. · FIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marianne Brown
Officer — Corporate EVP - COO
Period of report
Nov 30, 2015
Accepted (ET)
Dec 2, 2015 · 6:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136893
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 30, 2015 | A | 14,259 | $0.00 | A | 14,259 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | — | Nov 30, 2015 | A | 9,994 | A | Feb 24, 2018 | — | Common Stock | 9,994 | 9,994 | D |
| Restricted Stock UnitsF3 | — | Nov 30, 2015 | A | 24,329 | A | Jun 1, 2017 | — | Common Stock | 24,329 | 24,329 | D |
| Restricted Stock UnitsF4 | — | Nov 30, 2015 | A | 2,703 | A | Jun 1, 2017 | — | Common Stock | 2,703 | 2,703 | D |
| Restricted Stock UnitsF5 | — | Nov 30, 2015 | A | 7,012 | A | Feb 19, 2018 | — | Common Stock | 7,012 | 7,012 | D |
| Restricted Stock UnitsF6 | — | Nov 30, 2015 | A | 16,730 | A | Jun 1, 2018 | — | Common Stock | 16,730 | 16,730 | D |
| Restricted Stock UnitsF7 | — | Nov 30, 2015 | A | 8,365 | A | — | — | Common Stock | 8,365 | 8,365 | D |
Explanation of responses
- F1These shares were acquired on November 30, 2015 (the Effective Date), pursuant to the Agreement and Plan of Merger, dated as of August 12, 2015, by and among Fidelity National Information Services, Inc. (FIS) and SUNGARD and SUNGARD CAPITAL CORP. II, in exchange for vested SunGard equity grants.
- F2These RSUs were received in the Merger in exchange for 27,180 SunGard RSUs, will vest one-third on February 24, 2016, February 24, 2017 and February 24, 2018 and distribute in full on February 24, 2018.
- F3These RSUs were received in the Merger in exchange for 66,168 SunGard RSUs and will vest in full and distribute on June 1, 2017
- F4These RSUs were received in the Merger in exchange for 7,352 SunGard RSUs, half of which will vest on June 1, 2016 and June 1, 2017 and distribute in full on June 1, 2017.
- F5These RSUs were received in the Merger in exchange for 19,070 SunGard RSUs and will vest in full and distribute on February 19, 2018.
- F6These RSUs were received in the Merger in exchange for 45,500 SunGard RSUs and will vest in full and distribute on June 1, 2018.
- F7These RSUs were received in the Merger in exchange for 22,750 SunGard RSUs and will vest and distribute one-third on each June 1, 2016, June 1, 2017 and June 1, 2018.