SEC Form 4 · accession 0001127602-15-025522
Fidelity National Information Services, Inc. · FIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael P Oates
Officer — Corp EVP - General Counsel
Period of report
Aug 19, 2015
Accepted (ET)
Aug 20, 2015 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136893
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 19, 2015 | M | 80,000 | $22.55 | A | 168,478 | D | |
| Common StockF1,F2 | Aug 19, 2015 | S | 79,400 | $71.485 | D | 89,078 | D | |
| Common StockF1,F3 | Aug 19, 2015 | S | 600 | $72.157 | D | 88,478 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $22.55 | Aug 19, 2015 | M | 80,000 | D | Nov 9, 2012 | Nov 5, 2016 | Common Stock | 80,000 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 14, 2015.
- F2The transaction was executed in multiple trades at prices ranging from $71.10 to $72.06. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.
- F3The transaction was executed in multiple trades at prices ranging from $72.10 to $72.23. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.