SEC Form 4 · accession 0001127602-15-009717
Fidelity National Information Services, Inc. · FIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter JS Smith
Officer — Corp Sr VP & CAO
Period of report
Feb 27, 2015
Accepted (ET)
Mar 3, 2015 · 5:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136893
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 27, 2015 | F | 279 | $67.59 | D | 17,661 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $48.75 | Feb 27, 2015 | A | 15,903 | A | Feb 27, 2015 | Oct 31, 2020 | Common Stock | 15,903 | 15,903 | D |
Explanation of responses
- F1Represents shares to satisfy withholding tax obligation for Restricted Stock vesting.
- F2On October 31, 2013, the reporting person was granted an option to purchase these stock options subject to certain performance criteria being met by FIS for calendar year 2014. These options vest in three equal annual installments commencing after the first anniversary of the date of grant provided that the performance criteria are met. On February 27, 2015, after FIS filed its Annual Report on Form 10-K, the Compensation Committee of FIS determined that the performance criteria had been met, resulting in one-third of the performance-based stock options becoming exercisable on February 27, 2015.